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Reinterpreting the Past
From the precarious position of reinterpreting that past, my response
to the views held by respected past philosophers must be made.
Paper and ink render reality not in the same way as reality appears
or actually is. Different difficulties can appear in expressing
true statements about reality. Subtle shades of meaning in texts
can leave unrecognized biases and innuendo. There no doubt are
unknown, undiscovered problems with symbolizing the truth. Yet
among the numerous varieties of interpretations, certain verities
and recurrent themes become noticeable. These same recurrent themes
bid for our attention. At the same time unsolved problems can
regain both centrality and priority, diverting our attention from
the endeavor at hand. But the eternal or unchanging elements in
our lives remain. Something of the old stays with us at the exact
moment we concern ourselves with the dilemmas of the present.
With philosophical questions there are the demands for clarity
and precision in writing. The best means to render ideas -- usually
the printed word - is not always accurate. Nevertheless, when
it comes to the subject of universals, there is no question about
what particular philosophers meant when they wrote -- whether
it was on paper or velum. Language is not ineffective; meaning
is clearly communicated at times. The discussion and debate regarding
universals fruitfully continues. When discussed in various languages,
one finds that universals constantly have a slipperiness to them,
their terms rigidly defined at one moment and liberally loose
the next. Fortunately, towards the task of redefining the problem
of universals we have scholarship extending back over the many
years.
Previous scholarship regarding universals has provided the basis
for this academic work. In example, we see in Ockham's works just
last reviewed that his epistemology had priority over his ontology.
This we know through the prodigious accumulation of scholarship
amassed over the centuries. We inherit more than just books from
the great minds of history. We inherit their philosophies and
what could be labeled as their intellectual inertia. We could
say that the intellectual inertia that propels us today is from
already expended energy. The question is what shall we do? What
is done in the present is crucial because it determines the future
in as much as the future can be determined. The reinterpretations
of the past here are done to present the truth and facts as faithfully
as is possible. Here, the normal apparatus of a serious essay
are used: recent commentary on the text is noted as such; what
is mentioned as commonly accepted truth is written in the nominative
first person plural form (i.e. ...thus we see that this a tautology)
or the nominative third person singular (i.e. ...one shouldn't
read at the dinner table); my own thoughts are put into nominative
first person singular form (i.e. I think not). As for histiographical
concerns, or if there is a bias favored towards historicism, I
can leave these issues for the historians to interpret. The concern
in this paper is not to justify the accuracy of the translations
concerning the problem of universals. That is a linguistic problem.
I basically trust the scholarship of others upon which we depend.
The philosophical problem of universals and its concerns are clear
and call our attention: what is the ontological status of universals?
What is accompanied in such an inquiry?
The questions are valid, the answers given by many respectable
philosophers are acceptable, but none hit the target. What I would
like to do is to take the best from each of their answers. Then
I would unite them compatibly, synthesizing and creating a single
living philosophy. First I would analyze each philosopher's views
and then finding commonalties, limits, and disparities between
their views, produce the desired result: a new working philosophy.
A new theory of universals must be simple in structure and expression,
complex and deep in meaning. For such requisites I considered
monism, dualism and pluralism. I contemplated the enigmas of unity/dichotomy,
contradictoriness/contrariness, reason/intuition, and thesis/antithesis/synthesis.
As I considered the limits of logic and the inexplicability of
creative acts, an evanescent thought of a unified reality having
several natures came to me. Several natures or more than two seemed
plausible, as did a transcendental one . But within this general
consideration a dilemma presented itself from logic. The dilemma
in traditional logic is that everything must be put into truth
conditional statements. A statement can be rendered simply into
a positive or negative form, into a assertion or denial. Not all
statements, for instance axiological ones (i.e. "Wow!"), or all
qualitative assessments can be rendered into logical or linguistic
form. With this dichotomy in mind, I was reminded of Hegel's Doctrine
of Being and Nothing50 and the famous yin-yang symbol.
The famous Oriental yin-yang symbol in mind transformed into the
thought of a trichotomous division as seen below in Figure III. Intuitively I found this more attractive than a dichotomy contained
in unity (or a dichotomy containing a unity). In my mind I saw
that there are three modes in which universals are expressed or
manifested: the first as the ideal or the abstract as it is commonly
referred; secondly, the symbolic, the "expressive" or as the "illocutionary
act" and thirdly, the material - mostly denoted as spatiotemporal,
physical, electrochemically composed substance or energy.
Figure III. Trichotomy of Idea, Symbol, and Material

Before when universals were a matter of contention in violent
controversies, philosophers had accepted specific views that supported
their positions regarding the ultimate status of universals. These
views, dogmas, and beliefs originally considered universals as
hypostases. From these important premises for questions concerning
the metaphysical, epistemological, axiological, ethical, and logical
aspects of philosophy were determined. Both the questions and
answers were, in one sense, preset by religious, social, and political
forces of the day. The ultimate nature of individuals, relationships,
and the universe were thought to be shaped by these supposed hypostases.
From reality philosophy is derived, or so it was thought. The
essential structure of reality was formulated into particular
philosophies. Or at least the claim by some philosophies was that
an approximation to reality was expressed. The importance of renewed
investigation is justified because while not all of the medieval
questions were unfounded, some of the answers were. In today's
reformation of the whole problem of universals, there would be
no direct influence of State, Church, or Academia upon the issue.
The response would come from a serious consideration of the problem
itself. Present day theories are indebted to the medieval philosophical
heritage; the proposed new theory of universals is based on a
thorough consideration of the classical question:
"What ultimately is a universal?"
When maple sugar water is harvested from trees, each tap yields
a different amount. The maple syrup that is boiled down is only
2% of the original volume of tap water. Likewise, the process
of commenting upon the works of philosophers is like gathering
maple water and the analyses is like the distillation process.
Continuing the analogy, we must remember that the sap collection
occurs over irregular terrain. To retrieve the sap one does what
one can.
As I comment upon the philosophers' views, the paths I choose
to bring my sap will be 'fancy free' and allow for creative input.
The writing style here shall change a bit. From the concise, exacting,
serious language in the former sections, a more playful, spirited
writing style will occur.
In the preceding chapter we saw various philosophical responses
to the problem of universals. In a nutshell, a general term is
applied to particulars. The dilemma is how can individuals remain
distinct while belonging to a group because of a commonalty they
share. How can a member be the same and different simultaneously?
Besides the famous Platonian versus Aristotelian philosophical
battle (essence versus matter as the ontological basis of reality).
I find Alexander Aphrodisias's views interesting (p. 11). While
Plato uses analogy to vindicate essence, Alexander of Aphrodisias
stresses the intellect and intellection. The consequences of his
theory leads to the denial of an individual soul - except to the
degree it participates in a genus. This question whether the self
is one or many deserves more attention, but the scope of this
paper does not allow a deeper inquiry. But his emphasis is placed
upon intellection, the process of using the intellect. Generally
an emphasis is placed by Alexander of Aphrodisias upon the epistemological
element in his philosophy. For him universals are only concepts,
as acts of intellect. When one is aware of one's own intellect,
it is univocal with the intellect that eternally thinks itself
or God. The metaphysical element, the intellect as a subject,
is left as an unknown. It is the knower. This observation will
be incorporated later when an analysis will be presented.
Another observation is Numenius's assertion that universals are
more than mere concepts which lead him to identify the soul with
its divine Ground or Being. Here we see an emphasis upon the metaphysical
element, which must occur if he wishes to assert Being and the
soul's identity with it. His epistemology then in turn becomes
a mysticism; the means, method, and approach to reality becomes
hidden or unclear.
Between the two positions, one of asserting the epistemological
element and the other of asserting the metaphysical, is the Plotinian
approach. Plotinus favors mystical union yet still sees intellectual
effort as necessary. The paths of analogy, eminence, and negation
all must be traveled to arrive at illumination. The ultimate attributes
of reality are asserted to be values and that no Being existing
in the Absolute is comprehended in such an illumination. "The
One" he believes to be the negation of all number. As one views
Plotinus from afar, his unique combination of epistemology and
metaphysics is revealed. To know "the One" is as important as
that "the One" is. Both epistemological and metaphysical concerns
are brought to one crux or union. Granted, he does ultimately
put more of an emphasis on metaphysics as seen in his assertion
that "the One" or "Reality" exists.
Porphyry opens a new venue concerning universals. Definitions,
which are necessary for the understanding of universals, are his
addition to the problem of universals. Universals and individuals
are all in one manner or another defined. If universals are to
be understood, then individuals also must be considered. Strangely,
individuals could be an important key to understanding universals.
What is more interesting is Porphyry's reversal of the order of
priority given between signification and predication, meaning
and truth, things and facts. It is in the context of the above
categories that the problem of universals was first put. At first
glance these issues seem to be intimately tied to the metaphysical
and epistemological concerns. Crucial and influential axioms,
beliefs, and philosophical positions are affected by which, if
any, of the above categories one prioritized. Within the parameters
of these categories one can create or can find the role of universals
in reality. Later I will reintroduce these issues into consideration.
Continuing with my initial observations regarding issues raised
by past philosophers (relevant to universals), the Neoplatonic
doctrine of "multiplication of entities" comes next.
This doctrine allows one to take my contradictory terms and find
an intermediary term between them, thereby reconciling any conflicting
philosophical system and saves the unity of the system. This doctrine
has the potential to save any philosophy that suffers from a severe
contradiction. Proclus used this doctrine, as did Iamblicus emphasizes
actions over theories. For him, acts lead on to the ultimate.
Since the ultimate must contain universals, we can surmise that
acts must also lead to universals in his system. If I were to
typify this emphasis, I would label it as a metaphysical one.
No epistemological element is necessary for his goal. Instead,
a hidden and mysterious perfective act correctly performed leads
one to the divine.
From a philosophical view, the divine often is asserted or denied
axiomatically and then a system of thought follows. For Iamblicus
concepts and theories do not lead to what should be sought after.
Acts alone lead to excellence.
There is another virtue in Proclus's philosophy I wish to point
out. He discusses metaphysical antitheses and their relationships,
orders, and grades of reality. Because Proclus states everything
remains in its cause, proceeds from it and reverts upon it (which
is the doctrine of emanation), we see an emphasis not on epistemology
but on his metaphysics. Further one could say his ontology is
his metaphysics. In Boethius we see Porphyry's tendency to classify
things-that-are in pairs, but in such a way as to accept the dichotomies
of substance-accident and universal-particular. For Boethius the
dualism of these logical contradictories implied a transcendence.
In other words, opposites can be pairs contained in one group
that emphasizes a commonalty. I would suppose that two items,
completely different would be common because they are so completely
different. This fact of unity of opposites would also unify all
individuals. In the case of individuals as being opposite of universals,
their unity would be found in the fact of their existence, and
not necessarily found in our perceptions of them or in how they
exist (from the present spatiotemporal perspective). Such a train
of thought certainly can account for any obstacles one may have
in constructing or elucidating a philosophical system. When we
see Boethius stating that the "standing Now" is "eternity" and
the "passing Now" is "time," we have an example of a paradox placed
within a philosophical system. At least I would label this particular
example of both time and eternity as a paradox, while others may
see these two as different aspects of one reality. But we must
remember the philosophy of Boethius had a tendency to use reason
as a path to happiness, as witnessed in his Consolation of Philosophy.
The philosophy of Pseudo-Dionysius developed a unique philosophy
whereby the universe was interpreted to be a symbolic manifestation
of God. All things, in such a view, are emanations of God. Pseudo-Dionysius
believes God to be totally incomprehensible and transcendent of
being. This means he stresses a metaphysics based upon an unknown
hypostasis. His negative, positive, and superlative theologies
are means to approach the ultimate "goal," God. His theology could
be called an epistemology of sorts, approaching God in "learned
ignorance."
Plotinus follows such an approach as well, but deepens the rift
between the goal (the Absolute, Good, or God) and Being. Plotinus
saw Being as a defect that separated the Good and therefore denied
Being to the Absolute. All that exists does so in the mind of
God. Knowledge, for Plotinus is theophany.
Eriugena follows Plotinus in this practice of uniting metaphysics
and epistemology (in a paradox of opposites in union). He also
denied an ontological basis to reality, stating that body is but
a quantum and color is but a quale in a quantum as mentioned earlier.
Epistemological concerns are more emphasized in Abelard's treatment.
He even places reason above faith. Faith asserts metaphysical
claims, but reason is essential for epistemological needs. Abelard
believed that faith should come not by force but by reason. For
him universals are significant words or concepts only, and they
are not things. Universals exist only within the realm of mental
or verbal discourse: words. His nominalism came from an observation
that a philosophy that predicates things of things is doomed for
failure. The common conception is in his philosophy the permanent
source of signification. So, in summary we see the views held
by Abelard exemplify epistemological elements and their importance
in his philosophical system.
Yet when it comes to metaphysical assertions Abelard must depend
on a "quasi-thing" which is neither essence nor thought. Since
the eternal necessity of implication is beyond the limited observational
realm of transitory thought, his philosophy relies upon propositions
and their existence as "quasi-things." His theory of meaning asserts
universals have the role as "quasi-things" of propositions. His
epistemology (while playing a large role) diminishes and hides
the ontological elements in his philosophy. His epistemology gains
clarity at the price of relying upon unclear metaphysical elements
(these "quasi-things"). He seems to stress the how of knowing
reality, but not the what is known.
Yet one could claim in his defense that his use of "quasi-things"
are a result of the limitations of language and thought or of
essence and substance. This line of thought is worthy of investigation,
and it will be addressed later, but for now a concentration upon
the first observations will be noted. An analysis of these observations
will come at the proper time.
When Scotus is investigated, one sees his placement of Being as
the highest object in metaphysics. Metaphysics is therefore not
subordinated to science, nor is epistemology. Formal or real distinctions
are antecedent to operations of the mind. But through an intelligible
species (man) universals can be apperceived. Universal nature
need not be existent nor entail existence, yet the real or formal
distinctions exist a prior. Distinctions formed by operations
of the mind are also, in a certain sense, Being. Thus a Möbius
loop of philosophy is joined between the acts of knowing (the
epistemological concerns of Scotus's philosophy) and Being (the
ontological and metaphysical elements). Scotus, as a realist,
gives us the opposite of the nominalist's position in his scholastic
philosophy. The realists hold that objects exist independently
of the mind (like universal Ideas) and nominalist's counter that
universals are mere concepts or names: these are two constant
tendencies reoccurring. One can see in the various philosophies
these tendencies are to prioritize metaphysical (or ontological)
and/or epistemological elements. Now let us turn to Ockham's nominalism
and see if these tendencies continue.
In Ockham one sees an acceptance of the doctrine that the One
and Being are convertible. In his philosophy the singular thing
is the primal reality and no universal exists independently of
the mind of individuals. An immediate reaction to these views
is that the singular thing can be denied as the primal reality,
that Being is not convertible to One (or vice versa) and that
universals do exist independently of the mind. A more neutral
reaction might query in what sense is One and Being convertible,
and how the singular thing is the primal reality, and which universals
exist codependently of the mind.
Another point to be made is that Ockham reduces to absurdity the
notion of a common nature. A logical treatment of common nature
as having numerical existence quickly entails (contra Scotus's
claim of universals have a less than numerical existence) a revision
of universals. If Ockham was correct in denying Scotus's view,
he would also have been correct if universals are simply without
numerical existence. Denying the presupposition of Scotus's view
would have been just as powerful as finding his logical inconsistencies.
Since Ockham denies the existence of common nature, he attacks
the doctrine of common nature in a threefold manner. He believes
the question "How does common nature or universal become singular
or individuated?" is misguided. Since for Ockham all things in
nature occur singularly, he can attack rather straight forwardly,
using the Principle of Noncontradiction from logic. He concludes
that universals or common nature are conceptions. We could say
his philosophy at this point takes on an epistemological overtone.
The concept of the universal loses it status as an entity existing
in its own right, but instead is dependent upon the process of
conception.
Ockham attacks the doctrine of universals or common nature by
denying the need for a third entity to explain the resemblance
of two distinctly different entities. Ockham further attacks the
notion of common nature by arguing against the Aristotelian doctrine
of abstraction. Fighting fire with fire, Ockham uses an argument
found in discussions of epistemology: abstraction is unfounded
because it is impossible to separate the thought of an entity
from the entity itself. Likewise it is impossible to think of
one such entity without its concept. Ockham believes that there
is no common nature that can exist both inside entities and outside
of them. Substances and their qualities are the only realities
and only they constitute the basis for concepts.
My immediate reaction to this line of reasoning is that Ockham
seems to be shifting the emphasis of investigation from common
nature to conception. This has the advantage that thought is accessible
to any philosopher. To think of a universal as an entity apart
from conception or definition acts as an assertion of the entity
known. But Ockham requires no conception for resembling entities
to resemble on another. They can resemble one another simply because
they do! Here I agree with him on a pragmatic level. On the other
hand Scotus could still be correct in asserting formal distinctions.
The mind's ability to discern concepts apart from percepts lends
credibility to the argument that thoughts and concepts are free
from substance's influence. But this line of argument needs to
be pursued later. This first-level observation is that Ockham's
thorough-going realism asserts a doctrine necessitating an epistemological
base. For Ockham the mind intuits and notices singular things
and the resultant similitude formed in one's consciousness serves
as a sign or symbol. The concept resembles the individuals (which
also resemble one another).
Ockham's assertion that entities are intuited singularly could
be partially correct. Individuals can exist in dyads, triads and
so on. In the consciousness being is known through awareness in
terms of groups also. After a certain number, the distinction
of individuals ceases and the individuals become considered as
a single entity. In example, any friend one has is not considered
merely a collection of cells strewn together into some life form
to whom one gives a name. Any friend is much more than that, thank
you. But when do I notice my friend? I can notice qualities, each
different from the others. Yet my friend is a singular entity.
Reflecting upon "friend" as a ready universal, I can continue
here looking at various options and yield some new observations.
Reflections
The modern philosopher Derrida enjoyed his deconstructionism and
opened one presentation quoting Aristotle's greeting: "Friends,
there is no friend!"51 In my opinion, we can conceptually construct what a universal
such as "friend" is. No need exists to carve and whittle down
the meaning of "friend" into absurdity. No enemy is to be found
in words, concepts, and objects. Reality is neither an enemy nor
a friend.
Rather than rejecting Western philosophy as Derrida seems to desire,
my route is more conservative. An investigation of the medieval
treatment of universals yields a different result. Why should
we throw out the baby with the bath water?
As we all know, presently in the world many values and qualities
are being asserted as having priority over one another. Political
and military repercussions result from such beliefs, as well as
religious, moral and philosophical tenants. From the myriad of
answers lie some reliable and axiomatic beliefs and facts. As
we shall see, universals are where we least expect them, "at home"
so to speak.
In this world with its many religions and peoples, at least one
absolute can be asserted. That absolute is reality itself. In
a unique sense we are the basis of (or help constitute) this absolute.
Likewise, our consciousness (being one entity amidst the totality
of all things) has this wonderful ability to generalize and conceptualize.
If any other entity, besides reality, can be asserted to simultaneously
exist and be known, it is consciousness! Since consciousness cognizes
this reality both in particular and in general, a direct link
exists between the knower and the known. Epistemological and metaphysical
claims can be made conjointly from this standpoint, providing
a "common sense" appeal. Within reality universals are known and
experienced, but how is one to understand them? A strong working
definition seems to be supplied from the six different predicables
mentioned earlier. Even though definitions have a slipperiness
in their distinction between genus and species, their efficacy
justifies their use. While genus and species can be mere "name
of names," one could interpret them as an "index of indexes."
Upon reflection of earlier positions discussed in this paper concerning
universals, they would be discussed in terms of both logic and
metaphysics. Universals would not only subsist within individuals,
they would constitute individuals and exist outside them - combined
making a truly robust theory of universals.
To further bolster universals, the "law of mean terms" used by
Iamblicus would reconcile any contraries or contradictions, if
needed. (p.19) Universals could be asserted as emanations as Proclus
did. But if we are to reflect upon universals, their goal or to
what they lead ought to be considered. Iamblicus would have asserted
that they are involved with heterodox beliefs such as magic, serving
its needs. This strange observation sharpens our focus upon the
diverse motives behind explanation and use of universals. Why
would anyone assert some magical trait to metaphysical elements
within one's philosophy?
As strange as it seems to us, one could build a case for his type
of "magic" leading to a insight, practice, and then theurgic union
as Iamblicus had. Universals, which Proclus asserts are involved
in the goal of ultimate insight, give pure motive that lends itself
to magic. Seen in its surviving ritual form as anthropologists
presently study it, magic is still seen by the public as barbaric.
Yet in the modern world, magic is still recognized by the Roman
Catholic Church as a means to understand and control nature, through
ritual and symbols. Magic, in this sense, exists in many forms.
One form of such "magic" is modern science.52 Thus from such a view one can look at the Manhattan Project and
see how experiments (rituals), equations (symbols), and many hours
of work led to the atom bomb. Some of the building blocks of nature
were observed, understood and then controlled or manipulated.
The motives behind the use and understanding of universal laws
regarding the energy and matter facilitated the creation atomic
bombs and energy. Universals concerning matter and energy, mixed
with the motives of that time, initiated our present day level
of understanding of atomic energy.
The goal(s) behind the use of universals are an essential element
behind any theory whether it be about universals or not! In this
context, any individual's mind uses universal concepts as tools
for understanding, and are merely created by the human mind for
the need to adapt, understand, and live. The motive to use universals
is purely pragmatic. The will power or motive behind the use of
universals does, at least in a poetic sense, have a magic of its
own. But I'm not suggesting here that some theurgic union is at
hand for those delving into the nature of universals, but that
the end to which universals are aimed, their teleology, must be
considered. Here the saying "The truth that edifies is the truth
for thee!" applies.53 Motives of individuals, including this writer ought to be considered
well. When I proposed above that any individual uses universal
concepts as tools for understanding, and are they merely created
by the human mind for the need to adapt, understand, and live
- that was within a pragmatic context. I'm not stating here what
universals as such are, but what motive lies behind and is entailed
by such a view. In example, the understanding that universals
give is asserted by Proclus to ultimately end in salvation, while
Plotinus asserts the end to be insight.
The particular motives, metaphysical and epistemological concerns
behind the use of universals are elements that must be contended
with as well as any observations that can be made along the way.
What yet could bolster a robust theory universals?
Universals existing in both the "Standing Now" and "Passing Now"
would yet facilitate the claim made for universals. This would
capture both senses of time, the limited and the unlimited as
explicated in Kant's Critique of Pure Reason. Any single known
unit of time is limited even if it is all of "time." Yet in another
sense of time - the never-ending and perhaps with no beginning
- there is a transcendental type labeled more correctly as "eternity."
Of course there is yet another sense, one meaning outside of time
completely and this too could be labeled as eternity in today's
common terms. If there is an objective eternity I would assert
universals as existing without end but not in a "Klein bottle"
of time.
Should, must, can most universals be approached in the "learned
ignorance" of Dionysius and be seen as theophanies of reality?
In a sense, yes! Unless we wish to assert, looking back at that
wonderful entity we all know, - "friend" - is merely a collection
of cells, we have some challenges before us. To cheerfully scoff
at Derrida, I would like to reply, "Friends, there are friends
yet to be!"
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